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John Leonard Unice

KEELER THOMAS MANAGEMENT LLC·OREM, Utah
SIE, Series 1, Series 7, Series 24, Series 63, Series 65CFPClean record21 years registeredKEELER THOMAS MANAGEMENT LLC
1327 SOUTH 800 EAST, OREM, UT 84097CRD# 868350Firm CRD# 109522

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
John Leonard Unice · OREM, UT
Registration
CRD #868350 · KEELER THOMAS MANAGEMENT LLC · 21 years registered
Brand Profile
Not yet started
01

Career History

KEELER THOMAS MANAGEMENT LLC
Feb 2005 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 1
Series 7
Series 24
Series 63
Series 65
Registration record
First registered · February 8, 2005
Years registered · 21
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
KEELER THOMAS MANAGEMENT LLC
CRD 109522 · SEC 801-100354
AUM
$338M
Regulatory assets under management
Employees
13
824 client accounts
Services offered by KEELER THOMAS MANAGEMENT LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at KEELER THOMAS MANAGEMENT LLC →
Introduction

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05

Frequently Asked Questions

What services does John Leonard Unice offer?
John Leonard Unice specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in OREM, Utah for a consultation.
What are John Leonard Unice's credentials?
John Leonard Unice holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is John Leonard Unice located?
John Leonard Unice is based in OREM, Utah, working with KEELER THOMAS MANAGEMENT LLC. Their office serves clients in the OREM metropolitan area and surrounding communities.
How does John Leonard Unice charge for services?
John Leonard Unice's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is KEELER THOMAS MANAGEMENT LLC?
KEELER THOMAS MANAGEMENT LLC has approximately 13 employees and manages $338M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at KEELER THOMAS MANAGEMENT LLC

Adam Keeler Jones
OREM, UT
Charles Joseph Unice
OREM, UT
ChFC
Richard Keeler Jones
OREM, UT

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