Unclaimed Profile

David B Gardner

CALIBER WEALTH MANAGEMENT, LLC·OREM, Utah

SIE, Series 7, Series 31, Series 6621 years registeredCALIBER WEALTH MANAGEMENT, LLC

980 EAST 800 NORTH, OREM, UT 84097CRD# 4825061Firm CRD# 173280

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David B Gardner · OREM, UT

Registration

CRD #4825061 · CALIBER WEALTH MANAGEMENT, LLC · 21 years registered

Brand Profile

Not yet started

Career History

DIVERSIFY WEALTH MANAGEMENT, LLC

Mar 2024 – present

CALIBER WEALTH MANAGEMENT, LLC

Dec 2014 – Jul 2024

OREM, UT

RIGGS CAPITAL MANAGEMENT, LLC

Apr 2010 – Dec 2014

PROVO, UT

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Aug 2004 – Feb 2010

PROVO, UT

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 31

Series 66

Registration record

First registered · August 24, 2004

Years registered · 21

Disclosure History

2010Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CALIBER WEALTH MANAGEMENT, LLC

CRD 173280 · SEC 801-114829

AUM

$503M

Regulatory assets under management

Employees

2,059 client accounts

Services offered by CALIBER WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CALIBER WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does David B Gardner offer?

David B Gardner specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in OREM, Utah for a consultation.

What are David B Gardner's credentials?

David B Gardner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David B Gardner located?

David B Gardner is based in OREM, Utah, working with CALIBER WEALTH MANAGEMENT, LLC. Their office serves clients in the OREM metropolitan area and surrounding communities.

How does David B Gardner charge for services?

David B Gardner's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CALIBER WEALTH MANAGEMENT, LLC?

CALIBER WEALTH MANAGEMENT, LLC has approximately 6 employees and manages $503M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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