Unclaimed Profile

M Tom Peterson

MADDIX HOLDINGS, LLC·LEHI, Utah

SIE, Series 7, Series 31, Series 63, Series 65Clean record33 years registeredMADDIX HOLDINGS, LLC

1355 W INNOVATION WAY, LEHI, UT 84043CRD# 1043156Firm CRD# 324001

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

M Tom Peterson · LEHI, UT

Registration

CRD #1043156 · MADDIX HOLDINGS, LLC · 33 years registered

Brand Profile

Not yet started

Career History

PETERSON ROGERS PRIVATE WEALTH, LLC

Feb 2024 – present

MADDIX HOLDINGS

Feb 2023 – Dec 2023

LEHI, UT

AXXCESS WEALTH MANAGEMENT, LLC

Sep 2022 – May 2023

LEHI, UT

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Jul 1993 – Sep 2022

SALT LAKE CITY, UT

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 31

Series 63

Series 65

Registration record

First registered · July 26, 1993

Years registered · 33

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PETERSON ROGERS PRIVATE WEALTH, LLC

CRD 324001 · SEC 801-127132

AUM

$160M

Regulatory assets under management

Employees

88 client accounts

Services offered by PETERSON ROGERS PRIVATE WEALTH, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at PETERSON ROGERS PRIVATE WEALTH, LLC →

Introduction

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Frequently Asked Questions

What services does M Tom Peterson offer?

M Tom Peterson specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in LEHI, Utah for a consultation.

What are M Tom Peterson's credentials?

M Tom Peterson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is M Tom Peterson located?

M Tom Peterson is based in LEHI, Utah, working with MADDIX HOLDINGS, LLC. Their office serves clients in the LEHI metropolitan area and surrounding communities.

How does M Tom Peterson charge for services?

M Tom Peterson's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MADDIX HOLDINGS, LLC?

MADDIX HOLDINGS, LLC has approximately 4 employees and manages $160M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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