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James Rhead Sweeney

SWITCHPOINT FINANCIAL PLANNING LLC·LEHI, Utah
Series 7, Series 66Clean record14 years registeredSWITCHPOINT FINANCIAL PLANNING LLC
2901 W BLUEGRASS BLVD, LEHI, UT 84043CRD# 5964234Firm CRD# 282856

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Rhead Sweeney · LEHI, UT
Registration
CRD #5964234 · SWITCHPOINT FINANCIAL PLANNING LLC · 14 years registered
Brand Profile
Not yet started
01

Career History

SWITCHPOINT FINANCIAL PLANNING LLC
Mar 2016 – present
THE MARTIN WORLEY GROUP
Feb 2015 – Feb 2016
COTTONWOOD HEIGHTS, UT
KNOX CAPITAL ADVISORS, LLC
Oct 2011 – Dec 2013
DRAPER, UT
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 66
Registration record
First registered · October 28, 2011
Years registered · 14
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SWITCHPOINT FINANCIAL PLANNING LLC
CRD 282856 · SEC 801-125029
AUM
$227M
Regulatory assets under management
Employees
4
472 client accounts
Services offered by SWITCHPOINT FINANCIAL PLANNING LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at SWITCHPOINT FINANCIAL PLANNING LLC →
Introduction

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05

Frequently Asked Questions

What services does James Rhead Sweeney offer?
James Rhead Sweeney specializes in Financial Planning, Investment Management. Contact their office in LEHI, Utah for a consultation.
What are James Rhead Sweeney's credentials?
James Rhead Sweeney is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Rhead Sweeney located?
James Rhead Sweeney is based in LEHI, Utah, working with SWITCHPOINT FINANCIAL PLANNING LLC. Their office serves clients in the LEHI metropolitan area and surrounding communities.
How does James Rhead Sweeney charge for services?
James Rhead Sweeney's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SWITCHPOINT FINANCIAL PLANNING LLC?
SWITCHPOINT FINANCIAL PLANNING LLC has approximately 4 employees and manages $227M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SWITCHPOINT FINANCIAL PLANNING LLC

Kyle David Wilhelm
LEHI, UT

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