Unclaimed Profile

Brodie Dean Barnes

KNOX CAPITAL ADVISORS, LLC·DRAPER, Utah

SIE, Series 6, Series 7, Series 24, Series 31, Series 52TO, Series 53, Series 63, Series 65CFPClean record26 years registeredKNOX CAPITAL ADVISORS, LLC

13961 S. MINUTEMAN DRIVE, DRAPER, UT 84020CRD# 2368626Firm CRD# 131000

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brodie Dean Barnes · DRAPER, UT

Registration

CRD #2368626 · KNOX CAPITAL ADVISORS, LLC · 26 years registered

Brand Profile

Not yet started

Career History

CAPTRUST

Jan 2018 – present

KNOX CAPITAL ADVISORS, LLC

Jan 2006 – Dec 2018

DRAPER, UT

M HOLDINGS SECURITIES, INC.

Mar 2004 – Jan 2006

DRAPER, UT

LINCOLN FINANCIAL ADVISORS CORPORATION

Jan 2000 – Mar 2004

SALT LAKE CITY, UT

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 31

Series 52TO

Series 53

Series 63

Series 65

Registration record

First registered · January 19, 2000

Years registered · 26

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KNOX CAPITAL ADVISORS, LLC

CRD 131000 · SEC 801-67313

AUM

$42M

Regulatory assets under management

Employees

169 client accounts

Services offered by KNOX CAPITAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at KNOX CAPITAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Brodie Dean Barnes offer?

Brodie Dean Barnes specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in DRAPER, Utah for a consultation.

What are Brodie Dean Barnes's credentials?

Brodie Dean Barnes holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Brodie Dean Barnes located?

Brodie Dean Barnes is based in DRAPER, Utah, working with KNOX CAPITAL ADVISORS, LLC. Their office serves clients in the DRAPER metropolitan area and surrounding communities.

How does Brodie Dean Barnes charge for services?

Brodie Dean Barnes's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KNOX CAPITAL ADVISORS, LLC?

KNOX CAPITAL ADVISORS, LLC has approximately 3 employees and manages $42M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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