Unclaimed Profile

Richard L Tolotti

LONE PEAK ADVISERS, LLC·DRAPER, Utah

SIE, Series 6, Series 7, Series 63, Series 65Clean record16 years registeredLONE PEAK ADVISERS, LLC

11650 SOUTH STATE STREET, DRAPER, UT 84020CRD# 4548422Firm CRD# 296772

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard L Tolotti · DRAPER, UT

Registration

CRD #4548422 · LONE PEAK ADVISERS, LLC · 16 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: LONE PEAK ADVISERS, LLC

DIRECTED SERVICES LLC

Feb 2010 – Jul 2010

SCOTTSDALE, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · February 8, 2010

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LONE PEAK ADVISERS, LLC

CRD 296772 · SEC 801-127627

AUM

$115M

Regulatory assets under management

Employees

548 client accounts

Services offered by LONE PEAK ADVISERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LONE PEAK ADVISERS, LLC →

Introduction

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Frequently Asked Questions

What services does Richard L Tolotti offer?

Richard L Tolotti specializes in Financial Planning, Investment Management, Fee-Only Advisory.

What are Richard L Tolotti's credentials?

Richard L Tolotti is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard L Tolotti located?

Richard L Tolotti is based in DRAPER, Utah, last registered with LONE PEAK ADVISERS, LLC.

How does Richard L Tolotti charge for services?

Richard L Tolotti's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LONE PEAK ADVISERS, LLC?

LONE PEAK ADVISERS, LLC has approximately 10 employees and manages $115M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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