Unclaimed Profile

David William James

LONE PEAK ADVISERS, LLC·DRAPER, Utah

SIE, Series 7, Series 26, Series 63, Series 6523 years registeredLONE PEAK ADVISERS, LLC

11650 SOUTH STATE STREET, DRAPER, UT 84020-7150CRD# 1241412Firm CRD# 296772

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David William James · DRAPER, UT

Registration

CRD #1241412 · LONE PEAK ADVISERS, LLC · 23 years registered

Brand Profile

Not yet started

Career History

LONE PEAK ADVISERS

Apr 2023 – present

LONE PEAK ADVISERS

Sep 2018 – Dec 2022

DRAPER, UT

LONE PEAK CAPITAL MANAGEMENT, LLC

Jan 2017 – Mar 2021

DRAPER, UT

LEGACY PLANNING GROUP

Feb 2008 – Dec 2018

DRAPER, UT

INVESTMENT MANAGEMENT CORPORATION

Oct 2003 – Dec 2007

SALT LAKE CITY, UT

EAGLE GATE SECURITIES,INC.

May 2003 – Nov 2003

SALT LAKE CITY, UT

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 26

Series 63

Series 65

Registration record

First registered · May 2, 2003

Years registered · 23

Disclosure History

2003Employment Separation After Allegations

2001Employment Separation After Allegations

1996Employment Separation After Allegations

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

LONE PEAK ADVISERS, LLC

CRD 296772 · SEC 801-127627

AUM

$115M

Regulatory assets under management

Employees

548 client accounts

Services offered by LONE PEAK ADVISERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LONE PEAK ADVISERS, LLC →

Introduction

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Frequently Asked Questions

What services does David William James offer?

David William James specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in DRAPER, Utah for a consultation.

What are David William James's credentials?

David William James is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David William James located?

David William James is based in DRAPER, Utah, working with LONE PEAK ADVISERS, LLC. Their office serves clients in the DRAPER metropolitan area and surrounding communities.

How does David William James charge for services?

David William James's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LONE PEAK ADVISERS, LLC?

LONE PEAK ADVISERS, LLC has approximately 10 employees and manages $115M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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