Unclaimed Profile

James Clark Carlton

CARLTON, HOFFERKAMP AND JENKS WEALTH MANAGEMENT, LLC·THE WOODLANDS, Texas

Series 7, Series 63, Series 65Clean record24 years registeredCARLTON, HOFFERKAMP AND JENKS WEALTH MANAGEMENT, LLC

10200 GROGAN'S MILL ROAD, THE WOODLANDS, TX 77380CRD# 1376707Firm CRD# 154238

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Clark Carlton · THE WOODLANDS, TX

Registration

CRD #1376707 · CARLTON, HOFFERKAMP AND JENKS WEALTH MANAGEMENT, LLC · 24 years registered

Brand Profile

Not yet started

Career History

CHJ WEALTH MANAGEMENT

Aug 2010 – present

LPL FINANCIAL CORPORATION

Feb 2007 – Aug 2010

HOUSTON, TX

UVEST FINANCIAL SERVICES GROUP, INC.

Aug 2002 – Mar 2007

HOUSTON, TX

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · August 14, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CARLTON, HOFFERKAMP AND JENKS WEALTH MANAGEMENT, LLC

CRD 154238 · SEC 801-71684

AUM

$502M

Regulatory assets under management

Employees

675 client accounts

Services offered by CARLTON, HOFFERKAMP AND JENKS WEALTH MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at CARLTON, HOFFERKAMP AND JENKS WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does James Clark Carlton offer?

James Clark Carlton specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in THE WOODLANDS, Texas for a consultation.

What are James Clark Carlton's credentials?

James Clark Carlton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Clark Carlton located?

James Clark Carlton is based in THE WOODLANDS, Texas, working with CARLTON, HOFFERKAMP AND JENKS WEALTH MANAGEMENT, LLC. Their office serves clients in the THE WOODLANDS metropolitan area and surrounding communities.

How does James Clark Carlton charge for services?

James Clark Carlton's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CARLTON, HOFFERKAMP AND JENKS WEALTH MANAGEMENT, LLC?

CARLTON, HOFFERKAMP AND JENKS WEALTH MANAGEMENT, LLC has approximately 4 employees and manages $502M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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