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Javier Guzman Ortiz

ERGUZ, LLC·THE WOODLANDS, Texas
Series 65Clean record13 years registeredERGUZ, LLC
9595 SIX PINES DR., THE WOODLANDS, TX 77380CRD# 6202592Firm CRD# 168009

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Javier Guzman Ortiz · THE WOODLANDS, TX
Registration
CRD #6202592 · ERGUZ, LLC · 13 years registered
Brand Profile
Not yet started
01

Career History

ERGUZ, LLC
Jul 2013 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · July 5, 2013
Years registered · 13
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ERGUZ, LLC
CRD 168009 · SEC 801-78230
AUM
$721M
Regulatory assets under management
Employees
1
46 client accounts
Services offered by ERGUZ, LLC
Per Form ADV
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
View all advisors at ERGUZ, LLC →
Introduction

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05

Frequently Asked Questions

What services does Javier Guzman Ortiz offer?
Javier Guzman Ortiz specializes in Investment Management. Contact their office in THE WOODLANDS, Texas for a consultation.
What are Javier Guzman Ortiz's credentials?
Javier Guzman Ortiz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Javier Guzman Ortiz located?
Javier Guzman Ortiz is based in THE WOODLANDS, Texas, working with ERGUZ, LLC. Their office serves clients in the THE WOODLANDS metropolitan area and surrounding communities.
How does Javier Guzman Ortiz charge for services?
Javier Guzman Ortiz's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ERGUZ, LLC?
ERGUZ, LLC has approximately 1 employees and manages $721M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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