Unclaimed Profile

Donnie James Carpenter

HFG WEALTH MANAGEMENT, LLC·THE WOODLANDS, Texas

Series 7, Series 6619 years registeredHFG WEALTH MANAGEMENT, LLC

1790 HUGHES LANDING,SUITE 350, THE WOODLANDS, TX 77380CRD# 5232483Firm CRD# 148406

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Donnie James Carpenter · THE WOODLANDS, TX

Registration

CRD #5232483 · HFG WEALTH MANAGEMENT, LLC · 19 years registered

Brand Profile

Not yet started

Career History

FIRST MOVE FINANCIAL, LLC

Oct 2017 – present

HFG WEALTH MANAGEMENT, LLC

Feb 2016 – Sep 2017

THE WOODLANDS, TX

BACK OFFICE SOLUTIONS, LLC

Apr 2015 – Dec 2016

THE WOODLANDS, TX

MCS FINANCIAL ADVISORS

Jul 2007 – Apr 2008

EUGENE, OR

ALISON, LLC INVESTMENT ADVISORS

Feb 2007 – Jul 2007

EUGENE, OR

KMS FINANCIAL SERVICES, INC

Dec 2006 – Jun 2007

EUGENE, OR

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · December 12, 2006

Years registered · 19

Disclosure History

2017Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

HFG WEALTH MANAGEMENT, LLC

CRD 148406 · SEC 801-69751

AUM

$406M

Regulatory assets under management

Employees

1,386 client accounts

Services offered by HFG WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HFG WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Donnie James Carpenter offer?

Donnie James Carpenter specializes in Financial Planning, Investment Management. Contact their office in THE WOODLANDS, Texas for a consultation.

What are Donnie James Carpenter's credentials?

Donnie James Carpenter is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Donnie James Carpenter located?

Donnie James Carpenter is based in THE WOODLANDS, Texas, working with HFG WEALTH MANAGEMENT, LLC. Their office serves clients in the THE WOODLANDS metropolitan area and surrounding communities.

How does Donnie James Carpenter charge for services?

Donnie James Carpenter's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HFG WEALTH MANAGEMENT, LLC?

HFG WEALTH MANAGEMENT, LLC has approximately 12 employees and manages $406M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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