Unclaimed Profile

Kathryn Louise Bates

HFG WEALTH MANAGEMENT, LLC·THE WOODLANDS, Texas

Series 65Clean record5 years registeredHFG WEALTH MANAGEMENT, LLC

1790 HUGHES LANDING, SUITE 575, THE WOODLANDS, TX 77380CRD# 7301485Firm CRD# 148406

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kathryn Louise Bates · THE WOODLANDS, TX

Registration

CRD #7301485 · HFG WEALTH MANAGEMENT, LLC · 5 years registered

Brand Profile

Not yet started

Career History

HFG WEALTH MANAGEMENT, LLC

Feb 2021 – present

STARFOX FINANCIAL SERVICES, LLC

Dec 2020 – Jan 2021

THE WOODLANDS, TX

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · December 2, 2020

Years registered · 5

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HFG WEALTH MANAGEMENT, LLC

CRD 148406 · SEC 801-69751

AUM

$406M

Regulatory assets under management

Employees

1,386 client accounts

Services offered by HFG WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HFG WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Kathryn Louise Bates offer?

Kathryn Louise Bates specializes in Financial Planning, Investment Management. Contact their office in THE WOODLANDS, Texas for a consultation.

What are Kathryn Louise Bates's credentials?

Kathryn Louise Bates is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kathryn Louise Bates located?

Kathryn Louise Bates is based in THE WOODLANDS, Texas, working with HFG WEALTH MANAGEMENT, LLC. Their office serves clients in the THE WOODLANDS metropolitan area and surrounding communities.

How does Kathryn Louise Bates charge for services?

Kathryn Louise Bates's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HFG WEALTH MANAGEMENT, LLC?

HFG WEALTH MANAGEMENT, LLC has approximately 12 employees and manages $406M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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