Unclaimed Profile

Kathryn Louise Bates

HFG WEALTH MANAGEMENT, LLC·THE WOODLANDS, Texas

Clean recordHFG WEALTH MANAGEMENT, LLC

1790 HUGHES LANDING, SUITE 575, THE WOODLANDS, TX 77380CRD# 7301485Firm CRD# 148406

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kathryn Louise Bates · THE WOODLANDS, TX

Registration

CRD #7301485 · HFG WEALTH MANAGEMENT, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Kathryn Louise Bates is a registered financial advisor based in THE WOODLANDS, Texas, affiliated with HFG WEALTH MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

HFG WEALTH MANAGEMENT, LLC

AUM

$406M

Regulatory assets under management

Employees

Total firm employees

View all advisors at HFG WEALTH MANAGEMENT, LLC →

Services

Financial planning

Portfolio management (individuals)

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Regulatory

SEC/IARD CRD# 7301485

Firm CRD# 148406

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Kathryn Louise Bates offer?

Kathryn Louise Bates specializes in Financial Planning, Investment Management. Contact their office in THE WOODLANDS, Texas for a consultation.

What are Kathryn Louise Bates's credentials?

Kathryn Louise Bates is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kathryn Louise Bates located?

Kathryn Louise Bates is based in THE WOODLANDS, Texas, working with HFG WEALTH MANAGEMENT, LLC. Their office serves clients in the THE WOODLANDS metropolitan area and surrounding communities.

How does Kathryn Louise Bates charge for services?

Kathryn Louise Bates's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HFG WEALTH MANAGEMENT, LLC?

HFG WEALTH MANAGEMENT, LLC has approximately 12 employees and manages $406M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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