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Gabriel Steven Gallegos

ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C.·SUGAR LAND, Texas
Clean recordROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C.
TOWN CENTER, SUGAR LAND, TX 77479CRD# 4296378Firm CRD# 127140

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Gabriel Steven Gallegos · SUGAR LAND, TX
Registration
CRD #4296378 · ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
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About

Gabriel Steven Gallegos is a registered financial advisor based in SUGAR LAND, Texas, affiliated with ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C.. This profile is generated from public SEC and FINRA registration data.

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Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Institutional Investors
Pension & Retirement Plans
Introduction

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Firm Overview

Firm
ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C.
ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C.
AUM
$92M
Regulatory assets under management
Employees
5
Total firm employees
View all advisors at ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C. →
Services
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
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Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 4296378
Firm CRD# 127140
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Gabriel Steven Gallegos offer?
Gabriel Steven Gallegos specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in SUGAR LAND, Texas for a consultation.
What are Gabriel Steven Gallegos's credentials?
Gabriel Steven Gallegos is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Gabriel Steven Gallegos located?
Gabriel Steven Gallegos is based in SUGAR LAND, Texas, working with ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C.. Their office serves clients in the SUGAR LAND metropolitan area and surrounding communities.
How does Gabriel Steven Gallegos charge for services?
Gabriel Steven Gallegos's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C.?
ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C. has approximately 5 employees and manages $92M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C.

Taylor Leigh Gallegos
SUGAR LAND, TX

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Research
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