Unclaimed Profile

Gabriel Steven Gallegos

ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C.·SUGAR LAND, Texas

Series 7, Series 63, Series 66Clean record25 years registeredROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C.

TOWN CENTER, SUGAR LAND, TX 77479CRD# 4296378Firm CRD# 127140

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gabriel Steven Gallegos · SUGAR LAND, TX

Registration

CRD #4296378 · ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C. · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C.

ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C.

Jan 2023 – Mar 2025

SUGAR LAND, TX

ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C.

Jun 2003 – Dec 2022

Sugar Land, TX

MORGAN STANLEY

Aug 2001 – May 2003

SUGAR LAND, TX

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 66

Registration record

First registered · August 7, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C.

CRD 127140 · SEC 801-126829

AUM

$92M

Regulatory assets under management

Employees

10 client accounts

Services offered by ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C.

Per Form ADV

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Institutional Investors

Pension & Retirement Plans

View all advisors at ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C. →

Introduction

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Frequently Asked Questions

What services does Gabriel Steven Gallegos offer?

Gabriel Steven Gallegos specializes in Investment Management, Retirement Planning, Wealth Management.

What are Gabriel Steven Gallegos's credentials?

Gabriel Steven Gallegos is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gabriel Steven Gallegos located?

Gabriel Steven Gallegos is based in SUGAR LAND, Texas, last registered with ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C..

How does Gabriel Steven Gallegos charge for services?

Gabriel Steven Gallegos's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C.?

ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C. has approximately 5 employees and manages $92M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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