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Thomas [no Middle Name] Morgan

CORPS CAPITAL ADVISORS, LLC·SOUTHLAKE, Texas
SIE, Series 3, Series 7, Series 63, Series 6517 years registeredCORPS CAPITAL ADVISORS, LLC
1900 W KIRKWOOD BLVD., SOUTHLAKE, TX 76092CRD# 2385856Firm CRD# 304643

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas [no Middle Name] Morgan · SOUTHLAKE, TX
Registration
CRD #2385856 · CORPS CAPITAL ADVISORS, LLC · 17 years registered
Brand Profile
Not yet started
01

Career History

CORPS CAPITAL ADVISORS, LLC
Oct 2019 – present
MORGAN STANLEY
Jul 2009 – Jul 2019
DALLAS, TX
02

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 7
Series 63
Series 65
Registration record
First registered · July 1, 2009
Years registered · 17
03

Disclosure History

2020Customer Dispute·Settled
2009Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
CORPS CAPITAL ADVISORS, LLC
CRD 304643 · SEC 801-116949
AUM
$175M
Regulatory assets under management
Employees
5
27 client accounts
Services offered by CORPS CAPITAL ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
View all advisors at CORPS CAPITAL ADVISORS, LLC →
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05

Frequently Asked Questions

What services does Thomas [no Middle Name] Morgan offer?
Thomas [no Middle Name] Morgan specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in SOUTHLAKE, Texas for a consultation.
What are Thomas [no Middle Name] Morgan's credentials?
Thomas [no Middle Name] Morgan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas [no Middle Name] Morgan located?
Thomas [no Middle Name] Morgan is based in SOUTHLAKE, Texas, working with CORPS CAPITAL ADVISORS, LLC. Their office serves clients in the SOUTHLAKE metropolitan area and surrounding communities.
How does Thomas [no Middle Name] Morgan charge for services?
Thomas [no Middle Name] Morgan's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CORPS CAPITAL ADVISORS, LLC?
CORPS CAPITAL ADVISORS, LLC has approximately 5 employees and manages $175M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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