Unclaimed Profile

Robert Joseph Mark

ST. JAMES INVESTMENT COMPANY, LLC·SOUTHLAKE, Texas

Series 3, Series 7, Series 9, Series 10, Series 63, Series 65Clean record22 years registeredST. JAMES INVESTMENT COMPANY, LLC

535 S. KIMBALL AVENUE, SOUTHLAKE, TX 76092CRD# 2785947Firm CRD# 124777

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Joseph Mark · SOUTHLAKE, TX

Registration

CRD #2785947 · ST. JAMES INVESTMENT COMPANY, LLC · 22 years registered

Brand Profile

Not yet started

Career History

ST. JAMES INVESTMENT COMPANY, LLC

Jan 2004 – present

LIBERTY ST. JAMES

Mar 2005 – Dec 2005

DALLAS, TX

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 9

Series 10

Series 63

Series 65

Registration record

First registered · January 22, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ST. JAMES INVESTMENT COMPANY, LLC

CRD 124777 · SEC 801-61779

AUM

$662M

Regulatory assets under management

Employees

1,288 client accounts

Services offered by ST. JAMES INVESTMENT COMPANY, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at ST. JAMES INVESTMENT COMPANY, LLC →

Introduction

Speak with Robert

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Robert is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SOUTHLAKE?

Browse all registered financial advisors in SOUTHLAKE, Texas or claim this profile if it's yours.

Browse SOUTHLAKE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Robert Joseph Mark offer?

Robert Joseph Mark specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in SOUTHLAKE, Texas for a consultation.

What are Robert Joseph Mark's credentials?

Robert Joseph Mark is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert Joseph Mark located?

Robert Joseph Mark is based in SOUTHLAKE, Texas, working with ST. JAMES INVESTMENT COMPANY, LLC. Their office serves clients in the SOUTHLAKE metropolitan area and surrounding communities.

How does Robert Joseph Mark charge for services?

Robert Joseph Mark's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ST. JAMES INVESTMENT COMPANY, LLC?

ST. JAMES INVESTMENT COMPANY, LLC has approximately 5 employees and manages $662M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →