Unclaimed Profile

William Raney Sachs

ST. JAMES INVESTMENT COMPANY, LLC·DALLAS, Texas

Series 3, Series 7, Series 24, Series 53, Series 63, Series 65Clean record23 years registeredST. JAMES INVESTMENT COMPANY, LLC

3838 OAK LAWN AVENUE, DALLAS, TX 75219CRD# 1449126Firm CRD# 124777

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Raney Sachs · DALLAS, TX

Registration

CRD #1449126 · ST. JAMES INVESTMENT COMPANY, LLC · 23 years registered

Brand Profile

Not yet started

Career History

ST. JAMES INVESTMENT COMPANY, LLC

Aug 2009 – present

NATURAL RESOURCES CAPITAL, LLC

Feb 2008 – Dec 2009

DALLAS, TX

FINANCIAL COUNSELING CORPORATION

Jul 2006 – Dec 2008

DALLAS, TX

LIBERTY ST. JAMES

Mar 2005 – Dec 2005

LUBBOCK, TX

LIBERTY FUNDS GROUP

Sep 2002 – Nov 2015

DALLAS, TX

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 24

Series 53

Series 63

Series 65

Registration record

First registered · September 17, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ST. JAMES INVESTMENT COMPANY, LLC

CRD 124777 · SEC 801-61779

AUM

$662M

Regulatory assets under management

Employees

1,288 client accounts

Services offered by ST. JAMES INVESTMENT COMPANY, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at ST. JAMES INVESTMENT COMPANY, LLC →

Introduction

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Frequently Asked Questions

What services does William Raney Sachs offer?

William Raney Sachs specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in DALLAS, Texas for a consultation.

What are William Raney Sachs's credentials?

William Raney Sachs is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Raney Sachs located?

William Raney Sachs is based in DALLAS, Texas, working with ST. JAMES INVESTMENT COMPANY, LLC. Their office serves clients in the DALLAS metropolitan area and surrounding communities.

How does William Raney Sachs charge for services?

William Raney Sachs's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ST. JAMES INVESTMENT COMPANY, LLC?

ST. JAMES INVESTMENT COMPANY, LLC has approximately 5 employees and manages $662M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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