Unclaimed Profile

Mark Filardi

TYCHE WEALTH PARTNERS LLC·PLANO, Texas

SIE, Series 7, Series 6338 years registeredTYCHE WEALTH PARTNERS LLC

5700 GRANITE PARKWAY, PLANO, TX 75024CRD# 1698476Firm CRD# 326006

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark Filardi · PLANO, TX

Registration

CRD #1698476 · TYCHE WEALTH PARTNERS LLC · 38 years registered

Brand Profile

Not yet started

Career History

ASTRA WEALTH MANAGEMENT GROUP

May 2023 – present

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

May 2019 – May 2023

PLANO, TX

WELLS FARGO CLEARING SERVICES, LLC

Sep 2007 – May 2019

PLANO, TX

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Sep 1987 – Sep 2007

PLANO, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Registration record

First registered · September 14, 1987

Years registered · 38

Disclosure History

2000Customer Dispute·Denied

1975Criminal·Final Disposition

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

TYCHE WEALTH PARTNERS LLC

CRD 326006 · SEC 801-127984

AUM

$1.1B

Regulatory assets under management

Employees

2,796 client accounts

Services offered by TYCHE WEALTH PARTNERS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TYCHE WEALTH PARTNERS LLC →

Introduction

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Frequently Asked Questions

What services does Mark Filardi offer?

Mark Filardi specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PLANO, Texas for a consultation.

What are Mark Filardi's credentials?

Mark Filardi is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mark Filardi located?

Mark Filardi is based in PLANO, Texas, working with TYCHE WEALTH PARTNERS LLC. Their office serves clients in the PLANO metropolitan area and surrounding communities.

How does Mark Filardi charge for services?

Mark Filardi's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TYCHE WEALTH PARTNERS LLC?

TYCHE WEALTH PARTNERS LLC has approximately 16 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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