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Jeffrey Matthew Moss

MOSS, LUSE & WOMBLE, LLC·PLANO, Texas
Series 7, Series 66Clean record22 years registeredMOSS, LUSE & WOMBLE, LLC
5160 TENNYSON PARKWAY, PLANO, TX 75024CRD# 4776080Firm CRD# 152841

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Jeffrey Matthew Moss · PLANO, TX
Registration
CRD #4776080 · MOSS, LUSE & WOMBLE, LLC · 22 years registered
Brand Profile
Not yet started
01

Career History

MOSS, LUSE & WOMBLE, LLC
Mar 2010 – present
CAIN, WATTERS & ASSOCIATES, P.L.L.C.
Mar 2007 – Jan 2010
DALLAS, TX
NFP SECURITIES, INC.
Aug 2004 – Mar 2007
DALLAS, TX
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 66
Registration record
First registered · August 11, 2004
Years registered · 22
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
MOSS, LUSE & WOMBLE, LLC
CRD 152841 · SEC 801-114973
AUM
$436M
Regulatory assets under management
Employees
36
1,867 client accounts
Services offered by MOSS, LUSE & WOMBLE, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at MOSS, LUSE & WOMBLE, LLC →
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05

Frequently Asked Questions

What services does Jeffrey Matthew Moss offer?
Jeffrey Matthew Moss specializes in Financial Planning, Investment Management. Contact their office in PLANO, Texas for a consultation.
What are Jeffrey Matthew Moss's credentials?
Jeffrey Matthew Moss is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Jeffrey Matthew Moss located?
Jeffrey Matthew Moss is based in PLANO, Texas, working with MOSS, LUSE & WOMBLE, LLC. Their office serves clients in the PLANO metropolitan area and surrounding communities.
How does Jeffrey Matthew Moss charge for services?
Jeffrey Matthew Moss's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MOSS, LUSE & WOMBLE, LLC?
MOSS, LUSE & WOMBLE, LLC has approximately 36 employees and manages $436M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at MOSS, LUSE & WOMBLE, LLC

Michael Avery Womble
PLANO, TX
Jason Stanton Luse
PLANO, TX

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