Unclaimed Profile

Joseph Wingate Tombs

AMICUS FINANCIAL ADVISORS, LLC·LUBBOCK, Texas

Clean record22 years registeredAMICUS FINANCIAL ADVISORS, LLC

7021 KEWANEE AVE, LUBBOCK, TX 79424CRD# 4786714Firm CRD# 131315

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Wingate Tombs · LUBBOCK, TX

Registration

CRD #4786714 · AMICUS FINANCIAL ADVISORS, LLC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: AMICUS FINANCIAL ADVISORS, LLC

AMICUS FINANCIAL ADVISORS, LLC

Aug 2004 – Aug 2021

LUBBOCK, TX

Registrations & Exams

Registration record

First registered · August 9, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AMICUS FINANCIAL ADVISORS, LLC

CRD 131315 · SEC 801-113147

AUM

$439M

Regulatory assets under management

Employees

1,359 client accounts

Services offered by AMICUS FINANCIAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at AMICUS FINANCIAL ADVISORS, LLC →

Introduction

Speak with Joseph

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Joseph is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in LUBBOCK?

Browse all registered financial advisors in LUBBOCK, Texas or claim this profile if it's yours.

Browse LUBBOCK Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Joseph Wingate Tombs offer?

Joseph Wingate Tombs specializes in Financial Planning, Investment Management.

What are Joseph Wingate Tombs's credentials?

Joseph Wingate Tombs is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joseph Wingate Tombs located?

Joseph Wingate Tombs is based in LUBBOCK, Texas, last registered with AMICUS FINANCIAL ADVISORS, LLC.

How does Joseph Wingate Tombs charge for services?

Joseph Wingate Tombs's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AMICUS FINANCIAL ADVISORS, LLC?

AMICUS FINANCIAL ADVISORS, LLC has approximately 17 employees and manages $439M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →