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Mandi Lynn Applegate

FAMILY DYNASTY ADVISORS LLC·LUBBOCK, Texas
SIE, Series 65Clean record3 years registeredFAMILY DYNASTY ADVISORS LLC
4601 S. LOOP 289 SUITE 7, LUBBOCK, TX 79424CRD# 6612292Firm CRD# 297082

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Mandi Lynn Applegate · LUBBOCK, TX
Registration
CRD #6612292 · FAMILY DYNASTY ADVISORS LLC · 3 years registered
Brand Profile
Not yet started
01

Career History

FAMILY DYNASTY ADVISORS LLC
Sep 2022 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 65
Registration record
First registered · September 3, 2022
Years registered · 3
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
FAMILY DYNASTY ADVISORS LLC
CRD 297082 · SEC 801-127497
AUM
$42M
Regulatory assets under management
Employees
4
87 client accounts
Services offered by FAMILY DYNASTY ADVISORS LLC
Per Form ADV
Portfolio management (individuals)
Portfolio management (pooled investments)
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
View all advisors at FAMILY DYNASTY ADVISORS LLC →
Introduction

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05

Frequently Asked Questions

What services does Mandi Lynn Applegate offer?
Mandi Lynn Applegate specializes in Investment Management, Fee-Only Advisory. Contact their office in LUBBOCK, Texas for a consultation.
What are Mandi Lynn Applegate's credentials?
Mandi Lynn Applegate is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Mandi Lynn Applegate located?
Mandi Lynn Applegate is based in LUBBOCK, Texas, working with FAMILY DYNASTY ADVISORS LLC. Their office serves clients in the LUBBOCK metropolitan area and surrounding communities.
How does Mandi Lynn Applegate charge for services?
Mandi Lynn Applegate's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FAMILY DYNASTY ADVISORS LLC?
FAMILY DYNASTY ADVISORS LLC has approximately 4 employees and manages $42M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Michael David Caffey
LUBBOCK, TX

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