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Brad Alexander Pruitt

HIGH PLAINS INVESTMENT ADVISORS, INC.·LUBBOCK, Texas
Series 6516 years registeredHIGH PLAINS INVESTMENT ADVISORS, INC.
7021 KEWANEE AVE., LUBBOCK, TX 79424CRD# 5646938Firm CRD# 114404

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Brad Alexander Pruitt · LUBBOCK, TX
Registration
CRD #5646938 · HIGH PLAINS INVESTMENT ADVISORS, INC. · 16 years registered
Brand Profile
Not yet started
01

Career History

HIGH PLAINS INVESTMENT ADVISORS, INC.
Feb 2010 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · February 10, 2010
Years registered · 16
03

Disclosure History

1999Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

04

Firm Overview

Firm
HIGH PLAINS INVESTMENT ADVISORS, INC.
CRD 114404 · SEC 801-126221
AUM
$147M
Regulatory assets under management
Employees
2
417 client accounts
Services offered by HIGH PLAINS INVESTMENT ADVISORS, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Market timing services
Charitable organization or education services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at HIGH PLAINS INVESTMENT ADVISORS, INC. →
Introduction

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05

Frequently Asked Questions

What services does Brad Alexander Pruitt offer?
Brad Alexander Pruitt specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LUBBOCK, Texas for a consultation.
What are Brad Alexander Pruitt's credentials?
Brad Alexander Pruitt is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Brad Alexander Pruitt located?
Brad Alexander Pruitt is based in LUBBOCK, Texas, working with HIGH PLAINS INVESTMENT ADVISORS, INC.. Their office serves clients in the LUBBOCK metropolitan area and surrounding communities.
How does Brad Alexander Pruitt charge for services?
Brad Alexander Pruitt's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HIGH PLAINS INVESTMENT ADVISORS, INC.?
HIGH PLAINS INVESTMENT ADVISORS, INC. has approximately 2 employees and manages $147M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at HIGH PLAINS INVESTMENT ADVISORS, INC.

Timothy Drew Mack
LUBBOCK, TX

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