Unclaimed Profile

Michael David Caffey

FAMILY DYNASTY ADVISORS LLC·LUBBOCK, Texas

Series 7, Series 52, Series 63, Series 65Clean record8 years registeredFAMILY DYNASTY ADVISORS LLC

4601 S. LOOP 289 SUITE 7, LUBBOCK, TX 79424CRD# 2964656Firm CRD# 297082

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael David Caffey · LUBBOCK, TX

Registration

CRD #2964656 · FAMILY DYNASTY ADVISORS LLC · 8 years registered

Brand Profile

Not yet started

Career History

FAMILY DYNASTY ADVISORS LLC

Aug 2018 – present

Registrations & Exams

FINRA examinations passed

Series 7

Series 52

Series 63

Series 65

Registration record

First registered · August 1, 2018

Years registered · 8

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FAMILY DYNASTY ADVISORS LLC

CRD 297082 · SEC 801-127497

AUM

$42M

Regulatory assets under management

Employees

87 client accounts

Services offered by FAMILY DYNASTY ADVISORS LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at FAMILY DYNASTY ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Michael David Caffey offer?

Michael David Caffey specializes in Investment Management, Fee-Only Advisory. Contact their office in LUBBOCK, Texas for a consultation.

What are Michael David Caffey's credentials?

Michael David Caffey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael David Caffey located?

Michael David Caffey is based in LUBBOCK, Texas, working with FAMILY DYNASTY ADVISORS LLC. Their office serves clients in the LUBBOCK metropolitan area and surrounding communities.

How does Michael David Caffey charge for services?

Michael David Caffey's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FAMILY DYNASTY ADVISORS LLC?

FAMILY DYNASTY ADVISORS LLC has approximately 4 employees and manages $42M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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