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Richard Scott Rawlins

H.D. VEST ADVISORY SERVICES, INC·IRVING, Texas
Unclaimed Profile
6333 NORTH STATE HIGHWAY 161, IRVING, TX 75038CRD# 2888660Firm CRD# 104556
01

About

Richard Scott Rawlins is a registered financial advisor based in IRVING, Texas, affiliated with H.D. VEST ADVISORY SERVICES, INC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
AVANTAX ADVISORY SERVICES, INC.
AVANTAX ADVISORY SERVICES
AUM
$41.7B
Regulatory assets under management
Employees
2478
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Other
04

Background

Compensation
Percentage of AUM
Subscription fees
Other: SOLICITOR FEES
Regulatory
SEC/IARD CRD# 2888660
Firm CRD# 104556
7 disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Richard Scott Rawlins offer?
Richard Scott Rawlins specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in IRVING, Texas for a consultation.
What are Richard Scott Rawlins's credentials?
Richard Scott Rawlins is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Scott Rawlins located?
Richard Scott Rawlins is based in IRVING, Texas, working with H.D. VEST ADVISORY SERVICES, INC. Their office serves clients in the IRVING metropolitan area and surrounding communities.
How does Richard Scott Rawlins charge for services?
Richard Scott Rawlins's firm is compensated through percentage of aum, subscription fees, other: solicitor fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is H.D. VEST ADVISORY SERVICES, INC?
H.D. VEST ADVISORY SERVICES, INC has approximately 2478 employees and manages $41.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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