Unclaimed Profile

Richard Scott Rawlins

H.D. VEST ADVISORY SERVICES, INC·IRVING, Texas

SIE, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 99TOCFPClean record18 years registeredH.D. VEST ADVISORY SERVICES, INC

6333 NORTH STATE HIGHWAY 161, IRVING, TX 75038CRD# 2888660Firm CRD# 104556

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Scott Rawlins · IRVING, TX

Registration

CRD #2888660 · H.D. VEST ADVISORY SERVICES, INC · 18 years registered

Brand Profile

Not yet started

Career History

CETERA INVESTMENT ADVISERS LLC

Dec 2020 – present

H.D. VEST ADVISORY SERVICES, INC

Feb 2008 – Feb 2017

IRVING, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 99TO

Registration record

First registered · February 9, 2008

Years registered · 18

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AVANTAX ADVISORY SERVICES, INC.

CRD 104556 · SEC 801-29892

AUM

$41.7B

Regulatory assets under management

Employees

2,478

131,534 client accounts

Services offered by AVANTAX ADVISORY SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at AVANTAX ADVISORY SERVICES, INC. →

Introduction

Speak with Richard

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Richard is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in IRVING?

Browse all registered financial advisors in IRVING, Texas or claim this profile if it's yours.

Browse IRVING Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Richard Scott Rawlins offer?

Richard Scott Rawlins specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in IRVING, Texas for a consultation.

What are Richard Scott Rawlins's credentials?

Richard Scott Rawlins holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Richard Scott Rawlins located?

Richard Scott Rawlins is based in IRVING, Texas, working with H.D. VEST ADVISORY SERVICES, INC. Their office serves clients in the IRVING metropolitan area and surrounding communities.

How does Richard Scott Rawlins charge for services?

Richard Scott Rawlins's firm is compensated through percentage of aum, subscription fees, other: solicitor fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is H.D. VEST ADVISORY SERVICES, INC?

H.D. VEST ADVISORY SERVICES, INC has approximately 2478 employees and manages $41.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →