Unclaimed Profile

Casey James Griffin

AVANTAX ADVISORY SERVICES, INC.·DALLAS, Texas

SIE, Series 4, Series 7, Series 14, Series 24, Series 52TO, Series 53, Series 63, Series 65, Series 99TOClean record21 years registeredAVANTAX ADVISORY SERVICES, INC.

3200 OLYMPUS BLVD, DALLAS, TX 75019CRD# 3124214Firm CRD# 104556

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Casey James Griffin · DALLAS, TX

Registration

CRD #3124214 · AVANTAX ADVISORY SERVICES, INC. · 21 years registered

Brand Profile

Not yet started

Career History

FIRST COMMAND ADVISORY SERVICES

Nov 2025 – present

FIRST COMMAND BROKERAGE SERVICES, INC.

Nov 2025 – present

CETERA INVESTMENT ADVISERS LLC

Apr 2021 – Nov 2025

SOUTHLAKE, TX

AVANTAX ADVISORY SERVICES

Feb 2005 – Apr 2021

IRVING, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 14

Series 24

Series 52TO

Series 53

Series 63

Series 65

Series 99TO

Registration record

First registered · February 24, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AVANTAX ADVISORY SERVICES, INC.

CRD 104556 · SEC 801-29892

AUM

$41.7B

Regulatory assets under management

Employees

2,478

131,534 client accounts

Services offered by AVANTAX ADVISORY SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at AVANTAX ADVISORY SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Casey James Griffin offer?

Casey James Griffin specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in DALLAS, Texas for a consultation.

What are Casey James Griffin's credentials?

Casey James Griffin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Casey James Griffin located?

Casey James Griffin is based in DALLAS, Texas, working with AVANTAX ADVISORY SERVICES, INC.. Their office serves clients in the DALLAS metropolitan area and surrounding communities.

How does Casey James Griffin charge for services?

Casey James Griffin's firm is compensated through percentage of aum, subscription fees, other: solicitor fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AVANTAX ADVISORY SERVICES, INC.?

AVANTAX ADVISORY SERVICES, INC. has approximately 2478 employees and manages $41.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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