Unclaimed Profile

Jeffrey Joel Klein

H.D. VEST ADVISORY SERVICES, INC·IRVING, Texas

SIE, Series 6, Series 7, Series 24, Series 63Clean record29 years registeredH.D. VEST ADVISORY SERVICES, INC

6333 NORTH STATE HIGHWAY 161, IRVING, TX 75038CRD# 1710386Firm CRD# 104556

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeffrey Joel Klein · IRVING, TX

Registration

CRD #1710386 · H.D. VEST ADVISORY SERVICES, INC · 29 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: H.D. VEST ADVISORY SERVICES, INC

H.D. VEST ADVISORY SERVICES, INC

Feb 2014 – Dec 2014

SOUTHLAKE, TX

H.D. VEST ADVISORY SERVICES, INC

Mar 1997 – Feb 2014

IRVING, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Registration record

First registered · March 4, 1997

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AVANTAX ADVISORY SERVICES, INC.

CRD 104556 · SEC 801-29892

AUM

$41.7B

Regulatory assets under management

Employees

2,478

131,534 client accounts

Services offered by AVANTAX ADVISORY SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at AVANTAX ADVISORY SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Jeffrey Joel Klein offer?

Jeffrey Joel Klein specializes in Financial Planning, Investment Management, Wealth Management.

What are Jeffrey Joel Klein's credentials?

Jeffrey Joel Klein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jeffrey Joel Klein located?

Jeffrey Joel Klein is based in IRVING, Texas, last registered with H.D. VEST ADVISORY SERVICES, INC.

How does Jeffrey Joel Klein charge for services?

Jeffrey Joel Klein's firm is compensated through percentage of aum, subscription fees, other: solicitor fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is H.D. VEST ADVISORY SERVICES, INC?

H.D. VEST ADVISORY SERVICES, INC has approximately 2478 employees and manages $41.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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