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Philip Francis Smith

NEXT FINANCIAL GROUP, INC.·HOUSTON, Texas
Unclaimed Profile
2500 WILCREST, HOUSTON, TX 77042CRD# 1565680Firm CRD# 46214
01

About

Philip Francis Smith is a registered financial advisor based in HOUSTON, Texas, affiliated with NEXT FINANCIAL GROUP, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
NEXT FINANCIAL GROUP, INC.
NEXT FINANCIAL GROUP, INC.
AUM
$3.5B
Regulatory assets under management
Employees
613
Total firm employees
View all advisors at NEXT FINANCIAL GROUP, INC. →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Other: SEMINAR/WORKSHOP ATTENDANCE FEES
Regulatory
SEC/IARD CRD# 1565680
Firm CRD# 46214
10 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Philip Francis Smith offer?
Philip Francis Smith specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in HOUSTON, Texas for a consultation.
What are Philip Francis Smith's credentials?
Philip Francis Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Philip Francis Smith located?
Philip Francis Smith is based in HOUSTON, Texas, working with NEXT FINANCIAL GROUP, INC.. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.
How does Philip Francis Smith charge for services?
Philip Francis Smith's firm is compensated through percentage of aum, hourly charges, subscription fees, other: seminar/workshop attendance fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NEXT FINANCIAL GROUP, INC.?
NEXT FINANCIAL GROUP, INC. has approximately 613 employees and manages $3.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Mark Stanley Brooks — NEXT FINANCIAL GROUP, INC.Matthew James Lindholm — CAZ INVESTMENTS L.P.William David Hanna — SAROFIM TRUST COMark Francis Hansen — QUANTLAB CAPITAL MANAGEMENT, LLCSelvaraj Jayaraman — WEALTHCETERA, LLC
Nearby cities in Texas
DALLAS (2230)AUSTIN (1128)SAN ANTONIO (420)FORT WORTH (349)PLANO (172)
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Research
Advisor Fees in TexasNational Fee Analysis
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