Unclaimed Profile

Philip Francis Smith

NEXT FINANCIAL GROUP, INC.·HOUSTON, Texas

NEXT FINANCIAL GROUP, INC.

2500 WILCREST, HOUSTON, TX 77042CRD# 1565680Firm CRD# 46214

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Philip Francis Smith · HOUSTON, TX

Registration

CRD #1565680 · NEXT FINANCIAL GROUP, INC.

Brand Profile

Not yet started

Disclosure history

10 disclosures on file · See FINRA BrokerCheck for full record

About

Philip Francis Smith is a registered financial advisor based in HOUSTON, Texas, affiliated with NEXT FINANCIAL GROUP, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Nonprofits & Foundations

Introduction

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Firm Overview

Firm

NEXT FINANCIAL GROUP, INC.

AUM

$3.5B

Regulatory assets under management

Employees

613

Total firm employees

View all advisors at NEXT FINANCIAL GROUP, INC. →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Other: SEMINAR/WORKSHOP ATTENDANCE FEES

Regulatory

SEC/IARD CRD# 1565680

Firm CRD# 46214

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Philip Francis Smith offer?

Philip Francis Smith specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in HOUSTON, Texas for a consultation.

What are Philip Francis Smith's credentials?

Philip Francis Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Philip Francis Smith located?

Philip Francis Smith is based in HOUSTON, Texas, working with NEXT FINANCIAL GROUP, INC.. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.

How does Philip Francis Smith charge for services?

Philip Francis Smith's firm is compensated through percentage of aum, hourly charges, subscription fees, other: seminar/workshop attendance fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NEXT FINANCIAL GROUP, INC.?

NEXT FINANCIAL GROUP, INC. has approximately 613 employees and manages $3.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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