Unclaimed Profile

James Daniel Ratliff

CLARITY FINANCIAL, LLC·HOUSTON, Texas

SIE, Series 7, Series 66CFP ChFCClean record20 years registeredCLARITY FINANCIAL, LLC

11750 KATY FREEWAY, HOUSTON, TX 77079CRD# 4934772Firm CRD# 150661

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Daniel Ratliff · HOUSTON, TX

Registration

CRD #4934772 · CLARITY FINANCIAL, LLC · 20 years registered

Brand Profile

Not yet started

Career History

RIA ADVISORS

Jul 2017 – present

RIA WEALTH ADVISORS, LLC

Feb 2021 – Sep 2023

ROUND ROCK, TX

J.P. MORGAN SECURITIES LLC

Oct 2012 – Jun 2017

CONROE, TX

CHASE INVESTMENT SERVICES CORP.

Aug 2007 – Oct 2012

CONROE, TX

WELLS FARGO INVESTMENTS, LLC

Apr 2006 – Aug 2007

HOUSTON, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · April 13, 2006

Years registered · 20

Professional designations · CFP, ChFC

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CLARITY FINANCIAL, LLC

CRD 150661 · SEC 801-77832

AUM

$1.2B

Regulatory assets under management

Employees

3,166 client accounts

Services offered by CLARITY FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CLARITY FINANCIAL, LLC →

Introduction

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Frequently Asked Questions

What services does James Daniel Ratliff offer?

James Daniel Ratliff specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in HOUSTON, Texas for a consultation.

What are James Daniel Ratliff's credentials?

James Daniel Ratliff holds the following professional designations: CFP, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is James Daniel Ratliff located?

James Daniel Ratliff is based in HOUSTON, Texas, working with CLARITY FINANCIAL, LLC. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.

How does James Daniel Ratliff charge for services?

James Daniel Ratliff's firm is compensated through percentage of aum, fixed fees, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CLARITY FINANCIAL, LLC?

CLARITY FINANCIAL, LLC has approximately 14 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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