Unclaimed Profile

Lance Eric Roberts

CLARITY FINANCIAL, LLC·HOUSTON, Texas

Series 7, Series 24, Series 55, Series 63, Series 6523 years registeredCLARITY FINANCIAL, LLC

11750 KATY FREEWAY, HOUSTON, TX 77079CRD# 3068207Firm CRD# 150661

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lance Eric Roberts · HOUSTON, TX

Registration

CRD #3068207 · CLARITY FINANCIAL, LLC · 23 years registered

Brand Profile

Not yet started

Career History

SIMPLEVISOR

Oct 2024 – present

RIA ADVISORS

Dec 2015 – present

RIA WEALTH ADVISORS, LLC

Apr 2021 – Sep 2023

ROUND ROCK, TX

STA WEALTH MANAGEMENT, LLC

Jun 2003 – Dec 2015

HOUSTON, TX

WUNDERLICH SECURITIES, INC.

Jan 2003 – Apr 2008

HOUSTON, TX

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 55

Series 63

Series 65

Registration record

First registered · January 6, 2003

Years registered · 23

Disclosure History

2018Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CLARITY FINANCIAL, LLC

CRD 150661 · SEC 801-77832

AUM

$1.2B

Regulatory assets under management

Employees

3,166 client accounts

Services offered by CLARITY FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CLARITY FINANCIAL, LLC →

Introduction

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Frequently Asked Questions

What services does Lance Eric Roberts offer?

Lance Eric Roberts specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in HOUSTON, Texas for a consultation.

What are Lance Eric Roberts's credentials?

Lance Eric Roberts is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lance Eric Roberts located?

Lance Eric Roberts is based in HOUSTON, Texas, working with CLARITY FINANCIAL, LLC. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.

How does Lance Eric Roberts charge for services?

Lance Eric Roberts's firm is compensated through percentage of aum, fixed fees, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CLARITY FINANCIAL, LLC?

CLARITY FINANCIAL, LLC has approximately 14 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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