Unclaimed Profile

Richard Michael Rosso

CLARITY FINANCIAL, LLC·HOUSTON, Texas

Series 7, Series 8, Series 63, Series 65Clean record27 years registeredCLARITY FINANCIAL, LLC

11750 KATY FREEWAY, HOUSTON, TX 77079CRD# 1963110Firm CRD# 150661

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Michael Rosso · HOUSTON, TX

Registration

CRD #1963110 · CLARITY FINANCIAL, LLC · 27 years registered

Brand Profile

Not yet started

Career History

RIA ADVISORS

Nov 2012 – present

CHARLES SCHWAB & CO., INC.

Oct 1998 – Sep 2012

HOUSTON, TX

Registrations & Exams

FINRA examinations passed

Series 7

Series 8

Series 63

Series 65

Registration record

First registered · October 5, 1998

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CLARITY FINANCIAL, LLC

CRD 150661 · SEC 801-77832

AUM

$1.2B

Regulatory assets under management

Employees

3,166 client accounts

Services offered by CLARITY FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CLARITY FINANCIAL, LLC →

Introduction

Speak with Richard

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Richard is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in HOUSTON?

Browse all registered financial advisors in HOUSTON, Texas or claim this profile if it's yours.

Browse HOUSTON Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Richard Michael Rosso offer?

Richard Michael Rosso specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in HOUSTON, Texas for a consultation.

What are Richard Michael Rosso's credentials?

Richard Michael Rosso is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Michael Rosso located?

Richard Michael Rosso is based in HOUSTON, Texas, working with CLARITY FINANCIAL, LLC. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.

How does Richard Michael Rosso charge for services?

Richard Michael Rosso's firm is compensated through percentage of aum, fixed fees, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CLARITY FINANCIAL, LLC?

CLARITY FINANCIAL, LLC has approximately 14 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →