Unclaimed Profile

Tina Katherine Caddell

FIRST COMMAND ADVISORY SERVICES·FORT WORTH, Texas

SIE, Series 4, Series 7, Series 24, Series 27, Series 52TO, Series 53, Series 63, Series 65, Series 99TOClean record18 years registeredFIRST COMMAND ADVISORY SERVICES

1 FIRSTCOMM PLAZA, FORT WORTH, TX 76109CRD# 3041675Firm CRD# 281958

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Tina Katherine Caddell · FORT WORTH, TX

Registration

CRD #3041675 · FIRST COMMAND ADVISORY SERVICES · 18 years registered

Brand Profile

Not yet started

Career History

FIRST COMMAND ADVISORY SERVICES

Jul 2016 – present

FIRST COMMAND BROKERAGE SERVICES, INC.

Aug 2015 – present

LPL FINANCIAL CORPORATION

Jan 2008 – Sep 2009

ABILENE, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 27

Series 52TO

Series 53

Series 63

Series 65

Series 99TO

Registration record

First registered · January 18, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIRST COMMAND ADVISORY SERVICES

CRD 281958 · SEC 801-56942

AUM

$22.1B

Regulatory assets under management

Employees

1,787

110,166 client accounts

Services offered by FIRST COMMAND ADVISORY SERVICES

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FIRST COMMAND ADVISORY SERVICES →

Introduction

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Frequently Asked Questions

What services does Tina Katherine Caddell offer?

Tina Katherine Caddell specializes in Financial Planning, Investment Management. Contact their office in FORT WORTH, Texas for a consultation.

What are Tina Katherine Caddell's credentials?

Tina Katherine Caddell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Tina Katherine Caddell located?

Tina Katherine Caddell is based in FORT WORTH, Texas, working with FIRST COMMAND ADVISORY SERVICES. Their office serves clients in the FORT WORTH metropolitan area and surrounding communities.

How does Tina Katherine Caddell charge for services?

Tina Katherine Caddell's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST COMMAND ADVISORY SERVICES?

FIRST COMMAND ADVISORY SERVICES has approximately 1787 employees and manages $22.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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