Unclaimed Profile

Robert Michael Iii Bagley

SWS FINANCIAL SERVICES, INC.·DALLAS, Texas

SIE, Series 4, Series 7, Series 24, Series 55, Series 57TO, Series 63, Series 65Clean record10 years registeredSWS FINANCIAL SERVICES, INC.

1201 ELM STREET, DALLAS, TX 75270CRD# 2529749Firm CRD# 17587

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Michael Iii Bagley · DALLAS, TX

Registration

CRD #2529749 · SWS FINANCIAL SERVICES, INC. · 10 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SWS FINANCIAL SERVICES, INC.

MORGAN STANLEY

Jun 2016 – Feb 2018

ARLINGTON, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 55

Series 57TO

Series 63

Series 65

Registration record

First registered · June 15, 2016

Years registered · 10

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MOMENTUM INDEPENDENT NETWORK INC.

CRD 17587 · SEC 801-60812

AUM

$1.1B

Regulatory assets under management

Employees

139

3,528 client accounts

Services offered by MOMENTUM INDEPENDENT NETWORK INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at MOMENTUM INDEPENDENT NETWORK INC. →

Introduction

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Frequently Asked Questions

What services does Robert Michael Iii Bagley offer?

Robert Michael Iii Bagley specializes in Financial Planning, Investment Management.

What are Robert Michael Iii Bagley's credentials?

Robert Michael Iii Bagley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert Michael Iii Bagley located?

Robert Michael Iii Bagley is based in DALLAS, Texas, last registered with SWS FINANCIAL SERVICES, INC..

How does Robert Michael Iii Bagley charge for services?

Robert Michael Iii Bagley's firm is compensated through percentage of aum, hourly charges, subscription fees, other: 12b-1 fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SWS FINANCIAL SERVICES, INC.?

SWS FINANCIAL SERVICES, INC. has approximately 139 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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