Unclaimed Profile

Holly Platt Peritz

SWS FINANCIAL SERVICES, INC.·DALLAS, Texas

SIE, Series 7, Series 9, Series 10, Series 24, Series 63, Series 65Clean record30 years registeredSWS FINANCIAL SERVICES, INC.

1201 ELM STREET, DALLAS, TX 75270CRD# 1967210Firm CRD# 17587

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Holly Platt Peritz · DALLAS, TX

Registration

CRD #1967210 · SWS FINANCIAL SERVICES, INC. · 30 years registered

Brand Profile

Not yet started

Career History

J.P. MORGAN SECURITIES LLC

Aug 2018 – present

1ST GLOBAL ADVISORS INC

Jul 2016 – Aug 2018

Dallas, TX

SWS FINANCIAL SERVICES, INC.

Jan 2007 – Aug 2015

DALLAS, TX

SOUTHWEST SECURITIES, INC.

Feb 2005 – Aug 2015

DALLAS, TX

SOUTHWEST SECURITIES, INC.

Jul 1996 – Oct 2004

DALLAS, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 24

Series 63

Series 65

Registration record

First registered · July 12, 1996

Years registered · 30

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MOMENTUM INDEPENDENT NETWORK INC.

CRD 17587 · SEC 801-60812

AUM

$1.1B

Regulatory assets under management

Employees

139

3,528 client accounts

Services offered by MOMENTUM INDEPENDENT NETWORK INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at MOMENTUM INDEPENDENT NETWORK INC. →

Introduction

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Frequently Asked Questions

What services does Holly Platt Peritz offer?

Holly Platt Peritz specializes in Financial Planning, Investment Management. Contact their office in DALLAS, Texas for a consultation.

What are Holly Platt Peritz's credentials?

Holly Platt Peritz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Holly Platt Peritz located?

Holly Platt Peritz is based in DALLAS, Texas, working with SWS FINANCIAL SERVICES, INC.. Their office serves clients in the DALLAS metropolitan area and surrounding communities.

How does Holly Platt Peritz charge for services?

Holly Platt Peritz's firm is compensated through percentage of aum, hourly charges, subscription fees, other: 12b-1 fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SWS FINANCIAL SERVICES, INC.?

SWS FINANCIAL SERVICES, INC. has approximately 139 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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