Unclaimed Profile

Scott Edward Mccaffrey

MOMENTUM INDEPENDENT NETWORK INC.·DALLAS, Texas

SIE, Series 7, Series 9, Series 10, Series 24, Series 31, Series 52TO, Series 53, Series 63, Series 65, Series 99TOClean record22 years registeredMOMENTUM INDEPENDENT NETWORK INC.

717 N. HARWOOD STREET, DALLAS, TX 75201CRD# 3076398Firm CRD# 17587

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Scott Edward Mccaffrey · DALLAS, TX

Registration

CRD #3076398 · MOMENTUM INDEPENDENT NETWORK INC. · 22 years registered

Brand Profile

Not yet started

Career History

HILLTOP SECURITIES INC.

Jul 2023 – present

LPL FINANCIAL LLC

Nov 2012 – Jul 2023

DALLAS, TX

BBVA WEALTH SOLUTIONS INC.

Oct 2010 – Oct 2011

DALLAS, TX

WELLS FARGO INVESTMENTS, LLC

Dec 2009 – Sep 2010

ADDISON, TX

WELLS FARGO ADVISORS, LLC

May 2006 – Dec 2009

DALLAS, TX

CITICORP INVESTMENT SERVICES

Jun 2004 – May 2006

AMARILLO, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 24

Series 31

Series 52TO

Series 53

Series 63

Series 65

Series 99TO

Registration record

First registered · June 24, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MOMENTUM INDEPENDENT NETWORK INC.

CRD 17587 · SEC 801-60812

AUM

$1.1B

Regulatory assets under management

Employees

139

3,528 client accounts

Services offered by MOMENTUM INDEPENDENT NETWORK INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at MOMENTUM INDEPENDENT NETWORK INC. →

Introduction

Speak with Scott Edward

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Scott Edward is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in DALLAS?

Browse all registered financial advisors in DALLAS, Texas or claim this profile if it's yours.

Browse DALLAS Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Scott Edward Mccaffrey offer?

Scott Edward Mccaffrey specializes in Financial Planning, Investment Management. Contact their office in DALLAS, Texas for a consultation.

What are Scott Edward Mccaffrey's credentials?

Scott Edward Mccaffrey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Scott Edward Mccaffrey located?

Scott Edward Mccaffrey is based in DALLAS, Texas, working with MOMENTUM INDEPENDENT NETWORK INC.. Their office serves clients in the DALLAS metropolitan area and surrounding communities.

How does Scott Edward Mccaffrey charge for services?

Scott Edward Mccaffrey's firm is compensated through percentage of aum, hourly charges, subscription fees, other: 12b-1 fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MOMENTUM INDEPENDENT NETWORK INC.?

MOMENTUM INDEPENDENT NETWORK INC. has approximately 139 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →