Unclaimed Profile

John Michael Lefferts

LION STREET ADVISORS, LLC·DALLAS, Texas

SIE, Series 6, Series 7, Series 22, Series 24, Series 62, Series 63, Series 65, Series 66CFP ChFCClean record37 years registeredLION STREET ADVISORS, LLC

2711 HASKELL AVE, DALLAS, TX 75204CRD# 1054988Firm CRD# 167610

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Michael Lefferts · DALLAS, TX

Registration

CRD #1054988 · LION STREET ADVISORS, LLC · 37 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: LION STREET ADVISORS, LLC

CETERA INVESTMENT ADVISERS LLC

Jun 2025 – Mar 2026

SAN DIEGO, CA

EQUITABLE ADVISORS, LLC

Feb 2019 – May 2025

SAN DIEGO, CA

LION STREET ADVISORS, LLC

Aug 2013 – Dec 2013

DALLAS, TX

M HOLDINGS SECURITIES, INC.

Dec 2010 – May 2012

DALLAS, TX

AXA ADVISORS, LLC

Jun 1989 – Jan 2009

HOUSTON, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 22

Series 24

Series 62

Series 63

Series 65

Series 66

Registration record

First registered · June 8, 1989

Years registered · 37

Professional designations · CFP, ChFC

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LION STREET ADVISORS, LLC

CRD 167610 · SEC 801-107414

AUM

$2.3B

Regulatory assets under management

Employees

156

7,526 client accounts

Services offered by LION STREET ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LION STREET ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does John Michael Lefferts offer?

John Michael Lefferts specializes in Financial Planning, Investment Management, Wealth Management.

What are John Michael Lefferts's credentials?

John Michael Lefferts holds the following professional designations: CFP, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is John Michael Lefferts located?

John Michael Lefferts is based in DALLAS, Texas, last registered with LION STREET ADVISORS, LLC.

How does John Michael Lefferts charge for services?

John Michael Lefferts's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LION STREET ADVISORS, LLC?

LION STREET ADVISORS, LLC has approximately 156 employees and manages $2.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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