Unclaimed Profile

Carie Marie Heckler

LION STREET ADVISORS, LLC·AUSTIN, Texas

SIE, Series 7, Series 14, Series 24, Series 52TO, Series 53, Series 66Clean record23 years registeredLION STREET ADVISORS, LLC

300 COLORADO, AUSTIN, TX 78701CRD# 4557559Firm CRD# 167610

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carie Marie Heckler · AUSTIN, TX

Registration

CRD #4557559 · LION STREET ADVISORS, LLC · 23 years registered

Brand Profile

Not yet started

Career History

INTEGRITY ALLIANCE, LLC

May 2025 – present

LION STREET ADVISORS, LLC

Aug 2013 – Nov 2025

AUSTIN, TX

LPL FINANCIAL LLC

Mar 2012 – Dec 2012

WAUPACA, WI

WFG ADVISORS, LP

Nov 2009 – Dec 2011

DALLAS, TX

AXA ADVISORS, LLC

Sep 2002 – Feb 2009

DALLAS, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 14

Series 24

Series 52TO

Series 53

Series 66

Registration record

First registered · September 10, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LION STREET ADVISORS, LLC

CRD 167610 · SEC 801-107414

AUM

$2.3B

Regulatory assets under management

Employees

156

7,526 client accounts

Services offered by LION STREET ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LION STREET ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Carie Marie Heckler offer?

Carie Marie Heckler specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in AUSTIN, Texas for a consultation.

What are Carie Marie Heckler's credentials?

Carie Marie Heckler is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carie Marie Heckler located?

Carie Marie Heckler is based in AUSTIN, Texas, working with LION STREET ADVISORS, LLC. Their office serves clients in the AUSTIN metropolitan area and surrounding communities.

How does Carie Marie Heckler charge for services?

Carie Marie Heckler's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LION STREET ADVISORS, LLC?

LION STREET ADVISORS, LLC has approximately 156 employees and manages $2.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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