Unclaimed Profile

Ellen Sue Noel

OXBOW ADVISORS, LLC·CORPUS CHRISTI, Texas

SIE, Series 62Clean recordOXBOW ADVISORS, LLC

800 NORTH SHORELINE BLVD., SUITE 2200 SOUTH, CORPUS CHRISTI, TX 78401CRD# 2881065Firm CRD# 156393

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ellen Sue Noel · CORPUS CHRISTI, TX

Registration

CRD #2881065 · OXBOW ADVISORS, LLC

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 62

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

OXBOW ADVISORS, LLC

CRD 156393 · SEC 801-72387

AUM

$1.9B

Regulatory assets under management

Employees

1,527 client accounts

Services offered by OXBOW ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at OXBOW ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Ellen Sue Noel offer?

Ellen Sue Noel specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CORPUS CHRISTI, Texas for a consultation.

What are Ellen Sue Noel's credentials?

Ellen Sue Noel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ellen Sue Noel located?

Ellen Sue Noel is based in CORPUS CHRISTI, Texas, working with OXBOW ADVISORS, LLC. Their office serves clients in the CORPUS CHRISTI metropolitan area and surrounding communities.

How does Ellen Sue Noel charge for services?

Ellen Sue Noel's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OXBOW ADVISORS, LLC?

OXBOW ADVISORS, LLC has approximately 12 employees and manages $1.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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