Unclaimed Profile

Marcy Weston Steward

VIRTUS PRIVATE WEALTH MANAGEMENT·AUSTIN, Texas

Series 7, Series 24, Series 51, Series 63, Series 65Clean record29 years registeredVIRTUS PRIVATE WEALTH MANAGEMENT

7004 BEE CAVE ROAD, AUSTIN, TX 78746CRD# 2843184Firm CRD# 133705

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Marcy Weston Steward · AUSTIN, TX

Registration

CRD #2843184 · VIRTUS PRIVATE WEALTH MANAGEMENT · 29 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: VIRTUS PRIVATE WEALTH MANAGEMENT

WATERLOO CAPITAL MANAGEMENT

Mar 2005 – Dec 2018

AUSTIN, TX

FSC SECURITIES CORPORATION

Sep 2004 – Mar 2006

AUSTIN, TX

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Feb 1997 – Sep 2004

AUSTIN, TX

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 51

Series 63

Series 65

Registration record

First registered · February 20, 1997

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WATERLOO CAPITAL, L.P.

CRD 133705 · SEC 801-63975

AUM

$1.3B

Regulatory assets under management

Employees

4,480 client accounts

Services offered by WATERLOO CAPITAL, L.P.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WATERLOO CAPITAL, L.P. →

Introduction

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Frequently Asked Questions

What services does Marcy Weston Steward offer?

Marcy Weston Steward specializes in Financial Planning, Investment Management.

What are Marcy Weston Steward's credentials?

Marcy Weston Steward is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Marcy Weston Steward located?

Marcy Weston Steward is based in AUSTIN, Texas, last registered with VIRTUS PRIVATE WEALTH MANAGEMENT.

How does Marcy Weston Steward charge for services?

Marcy Weston Steward's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is VIRTUS PRIVATE WEALTH MANAGEMENT?

VIRTUS PRIVATE WEALTH MANAGEMENT has approximately 42 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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