Home
›
Firms
›
WATERLOO CAPITAL, L.P.
WATERLOO CAPITAL, L.P.
WATERLOO CAPITAL
AUSTIN, Texas
·
7 registered advisors
·
CRD# 133705
SEC# 801-63975
7
512-777-5900
01
Firm Overview
AUM
$1.3B
Regulatory assets under management
Employees
42
Total firm employees
Advisors
7
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Compensation
Percentage of AUM
Hourly charges
Subscription fees
Commissions
03
Specialties
Financial Planning
Investment Management
04
Advisors at WATERLOO CAPITAL, L.P.
7 registered advisors
Adam Joseph Rose
AUSTIN, Texas
CRD# 7902087
Burke Edwards
AUSTIN, Texas
CRD# 6154405
Donald Ralph Simoneaux
AUSTIN, Texas
CRD# 5144175
Gerald Hickson
AUSTIN, Texas
CRD# 6156014
John Thomas Chatmas
AUSTIN, Texas
CRD# 2208046
Marcy Weston Steward
AUSTIN, Texas
CRD# 2843184
Tricia Teegardin
AUSTIN, Texas
CRD# 6154415
05
Office Locations
AUSTIN, Texas
7 advisors
Research financial advisors
Browse all registered financial advisors or search by location and specialty.
Browse All Advisors
Data sourced from SEC Form ADV filings. WATERLOO CAPITAL, L.P. (CRD# 133705) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.