Unclaimed Profile

John Thomas Chatmas

WATERLOO CAPITAL, L.P.·AUSTIN, Texas

Series 6, Series 7, Series 31, Series 63, Series 6525 years registeredWATERLOO CAPITAL, L.P.

2700 VIA FORTUNA, AUSTIN, TX 78746CRD# 2208046Firm CRD# 133705

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Thomas Chatmas · AUSTIN, TX

Registration

CRD #2208046 · WATERLOO CAPITAL, L.P. · 25 years registered

Brand Profile

Not yet started

Career History

INTELLIGENT WEALTH SOLUTIONS LLC

Apr 2019 – present

WATERLOO CAPITAL

Jan 2011 – present

NFP SECURITIES, INC.

Nov 2007 – Jan 2011

AUSTIN, TX

MORGAN KEEGAN & COMPANY, INC.

Mar 2001 – Dec 2007

AUSTIN, TX

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 31

Series 63

Series 65

Registration record

First registered · March 30, 2001

Years registered · 25

Disclosure History

2009Customer Dispute·Closed-No Action

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

WATERLOO CAPITAL, L.P.

CRD 133705 · SEC 801-63975

AUM

$1.3B

Regulatory assets under management

Employees

4,480 client accounts

Services offered by WATERLOO CAPITAL, L.P.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WATERLOO CAPITAL, L.P. →

Introduction

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Frequently Asked Questions

What services does John Thomas Chatmas offer?

John Thomas Chatmas specializes in Financial Planning, Investment Management. Contact their office in AUSTIN, Texas for a consultation.

What are John Thomas Chatmas's credentials?

John Thomas Chatmas is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Thomas Chatmas located?

John Thomas Chatmas is based in AUSTIN, Texas, working with WATERLOO CAPITAL, L.P.. Their office serves clients in the AUSTIN metropolitan area and surrounding communities.

How does John Thomas Chatmas charge for services?

John Thomas Chatmas's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WATERLOO CAPITAL, L.P.?

WATERLOO CAPITAL, L.P. has approximately 42 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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