Unclaimed Profile

Phillip Russell Powers

FOCUS 401 (K) GROUP, LLC·ADDISON, Texas

SIE, Series 6, Series 7, Series 26, Series 63, Series 65Clean record21 years registeredFOCUS 401 (K) GROUP, LLC

16415 ADDISON ROAD, ADDISON, TX 75001CRD# 1400797Firm CRD# 172217

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Phillip Russell Powers · ADDISON, TX

Registration

CRD #1400797 · FOCUS 401 (K) GROUP, LLC · 21 years registered

Brand Profile

Not yet started

Career History

FOCUS 401 (K) GROUP, LLC

Jul 2014 – present

LPL FINANCIAL LLC

Nov 2010 – Nov 2014

ADDISON, TX

NRP ADVISORS, INC.

Mar 2008 – Nov 2010

DALLAS, TX

NRP FINANCIAL, INC.

Aug 2007 – Oct 2008

DALLAS, TX

FINANCIAL TELESIS, INC.

Apr 2005 – Aug 2007

DALLAS, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 26

Series 63

Series 65

Registration record

First registered · April 15, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FOCUS 401 (K) GROUP, LLC

CRD 172217 · SEC 801-80065

AUM

$93M

Regulatory assets under management

Employees

21 client accounts

Services offered by FOCUS 401 (K) GROUP, LLC

Per Form ADV

Publication of periodicals/newsletters

View all advisors at FOCUS 401 (K) GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Phillip Russell Powers offer?

Phillip Russell Powers is a registered financial advisor in ADDISON, Texas. Contact their office for details on services offered.

What are Phillip Russell Powers's credentials?

Phillip Russell Powers is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Phillip Russell Powers located?

Phillip Russell Powers is based in ADDISON, Texas, working with FOCUS 401 (K) GROUP, LLC. Their office serves clients in the ADDISON metropolitan area and surrounding communities.

How does Phillip Russell Powers charge for services?

Phillip Russell Powers's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FOCUS 401 (K) GROUP, LLC?

FOCUS 401 (K) GROUP, LLC has approximately 2 employees and manages $93M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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