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Michael Jay Rubenstein

FOCUS 401 (K) GROUP, LLC·ADDISON, Texas
SIE, Series 6, Series 26, Series 63, Series 65Clean record17 years registeredFOCUS 401 (K) GROUP, LLC
16415 ADDISON ROAD, ADDISON, TX 75001CRD# 2112298Firm CRD# 172217

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael Jay Rubenstein · ADDISON, TX
Registration
CRD #2112298 · FOCUS 401 (K) GROUP, LLC · 17 years registered
Brand Profile
Not yet started
01

Career History

FOCUS 401 (K) GROUP, LLC
Jul 2014 – present
LPL FINANCIAL LLC
Nov 2010 – Nov 2014
ADDISON, TX
NRP ADVISORS, INC.
Jul 2009 – Nov 2010
DALLAS, TX
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 26
Series 63
Series 65
Registration record
First registered · July 22, 2009
Years registered · 17
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
FOCUS 401 (K) GROUP, LLC
CRD 172217 · SEC 801-80065
AUM
$93M
Regulatory assets under management
Employees
2
21 client accounts
Services offered by FOCUS 401 (K) GROUP, LLC
Per Form ADV
Publication of periodicals/newsletters
View all advisors at FOCUS 401 (K) GROUP, LLC →
Introduction

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05

Frequently Asked Questions

What services does Michael Jay Rubenstein offer?
Michael Jay Rubenstein is a registered financial advisor in ADDISON, Texas. Contact their office for details on services offered.
What are Michael Jay Rubenstein's credentials?
Michael Jay Rubenstein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael Jay Rubenstein located?
Michael Jay Rubenstein is based in ADDISON, Texas, working with FOCUS 401 (K) GROUP, LLC. Their office serves clients in the ADDISON metropolitan area and surrounding communities.
How does Michael Jay Rubenstein charge for services?
Michael Jay Rubenstein's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FOCUS 401 (K) GROUP, LLC?
FOCUS 401 (K) GROUP, LLC has approximately 2 employees and manages $93M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Phillip Russell Powers
ADDISON, TX

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