Unclaimed Profile

Clayton Caldwell

PHH INVESTMENTS, LTD.·ADDISON, Texas

Series 6, Series 63Clean record33 years registeredPHH INVESTMENTS, LTD.

15725 N. DALLAS PARKWAY, ADDISON, TX 75001CRD# 2234647Firm CRD# 108203

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Clayton Caldwell · ADDISON, TX

Registration

CRD #2234647 · PHH INVESTMENTS, LTD. · 33 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PHH INVESTMENTS, LTD.

CREATIVE PLANNING

May 2023 – Mar 2026

SEMINOLE, FL

ALLWORTH FINANCIAL, L.P.

Jan 2020 – Apr 2023

SACRAMENTO, CA

RAA

Sep 1992 – Jan 2020

Seminole, FL

Registrations & Exams

FINRA examinations passed

Series 6

Series 63

Registration record

First registered · September 14, 1992

Years registered · 33

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PHH INVESTMENTS, LTD.

CRD 108203 · SEC 801-60003

AUM

$2.6B

Regulatory assets under management

Employees

6,353 client accounts

Services offered by PHH INVESTMENTS, LTD.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PHH INVESTMENTS, LTD. →

Introduction

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Frequently Asked Questions

What services does Clayton Caldwell offer?

Clayton Caldwell specializes in Financial Planning, Investment Management, Wealth Management.

What are Clayton Caldwell's credentials?

Clayton Caldwell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Clayton Caldwell located?

Clayton Caldwell is based in ADDISON, Texas, last registered with PHH INVESTMENTS, LTD..

How does Clayton Caldwell charge for services?

Clayton Caldwell's firm is compensated through percentage of aum, other: cssa/service agreement. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PHH INVESTMENTS, LTD.?

PHH INVESTMENTS, LTD. has approximately 94 employees and manages $2.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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