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Stephen Samuel Riven

AVONDALE PARTNERS, LLC·NASHVILLE, Tennessee
SIE, Series 1, Series 40, Series 63Clean recordAVONDALE PARTNERS, LLC
3102 WEST END AVENUE, NASHVILLE, TN 37203CRD# 400350Firm CRD# 46838

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephen Samuel Riven · NASHVILLE, TN
Registration
CRD #400350 · AVONDALE PARTNERS, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 1
Series 40
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
AVONDALE PARTNERS, LLC
CRD 46838 · SEC 801-70070
AUM
$1.5B
Regulatory assets under management
Employees
3
8 client accounts
Services offered by AVONDALE PARTNERS, LLC
Per Form ADV
Selection of other advisers
Publication of periodicals/newsletters
View all advisors at AVONDALE PARTNERS, LLC →
Introduction

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04

Frequently Asked Questions

What services does Stephen Samuel Riven offer?
Stephen Samuel Riven specializes in Wealth Management. Contact their office in NASHVILLE, Tennessee for a consultation.
What are Stephen Samuel Riven's credentials?
Stephen Samuel Riven is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Samuel Riven located?
Stephen Samuel Riven is based in NASHVILLE, Tennessee, working with AVONDALE PARTNERS, LLC. Their office serves clients in the NASHVILLE metropolitan area and surrounding communities.
How does Stephen Samuel Riven charge for services?
Stephen Samuel Riven's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is AVONDALE PARTNERS, LLC?
AVONDALE PARTNERS, LLC has approximately 3 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at AVONDALE PARTNERS, LLC

Joel Darren Oertling
NASHVILLE, TN
Robert Patrick Shepherd
NASHVILLE, TN
Terry Darold Davis
NASHVILLE, TN
Philip Donald Krebs
NASHVILLE, TN
Richard Warren Henderson
NASHVILLE, TN

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