Unclaimed Profile

David Morris James

PINNACLE WEALTH ADVISORS·NASHVILLE, Tennessee

SIE, Series 4, Series 7, Series 14, Series 24, Series 52TO, Series 53, Series 55, Series 57TO, Series 63, Series 66, Series 79TO, Series 99TOClean record17 years registeredPINNACLE WEALTH ADVISORS

150 THIRD AVENUE SOUTH, NASHVILLE, TN 37201CRD# 1843062Firm CRD# 132634

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Morris James · NASHVILLE, TN

Registration

CRD #1843062 · PINNACLE WEALTH ADVISORS · 17 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PINNACLE WEALTH ADVISORS

PINNACLE WEALTH ADVISORS

Mar 2015 – Sep 2025

NASHVILLE, TN

TRUSTCORE FINANCIAL SERVICES, INC.

Jun 2011 – Feb 2015

BRENTWOOD, TN

WILEY BROS.-AINTREE CAPITAL, LLC

Aug 2008 – May 2011

NASHVILLE, TN

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 14

Series 24

Series 52TO

Series 53

Series 55

Series 57TO

Series 63

Series 66

Series 79TO

Series 99TO

Registration record

First registered · August 22, 2008

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PINNACLE WEALTH ADVISORS

CRD 132634 · SEC 801-67352

AUM

$817M

Regulatory assets under management

Employees

264 client accounts

Services offered by PINNACLE WEALTH ADVISORS

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PINNACLE WEALTH ADVISORS →

Introduction

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Frequently Asked Questions

What services does David Morris James offer?

David Morris James specializes in Financial Planning, Investment Management.

What are David Morris James's credentials?

David Morris James is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Morris James located?

David Morris James is based in NASHVILLE, Tennessee, last registered with PINNACLE WEALTH ADVISORS.

How does David Morris James charge for services?

David Morris James's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PINNACLE WEALTH ADVISORS?

PINNACLE WEALTH ADVISORS has approximately 6 employees and manages $817M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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