Unclaimed Profile

Richard Sidney Ferguson

MORGAN KEEGAN & COMPANY, INC.·MEMPHIS, Tennessee

SIE, Series 7, Series 8, Series 9, Series 10, Series 63, Series 65Clean record23 years registeredMORGAN KEEGAN & COMPANY, INC.

50 FRONT STREET, MEMPHIS, TN 38103-9880CRD# 1748942Firm CRD# 4161

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Sidney Ferguson · MEMPHIS, TN

Registration

CRD #1748942 · MORGAN KEEGAN & COMPANY, INC. · 23 years registered

Brand Profile

Not yet started

Career History

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Oct 2022 – present

RAYMOND JAMES & ASSOCIATES, INC.

Apr 2012 – Oct 2022

ATHENS, GA

MORGAN KEEGAN & COMPANY, LLC

Jan 2003 – Oct 2013

ATHENS, GA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 8

Series 9

Series 10

Series 63

Series 65

Registration record

First registered · January 27, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MORGAN KEEGAN & COMPANY, LLC

CRD 4161 · SEC 801-19665

AUM

$10.0B

Regulatory assets under management

Employees

2,099

37,166 client accounts

Services offered by MORGAN KEEGAN & COMPANY, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MORGAN KEEGAN & COMPANY, LLC →

Introduction

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Frequently Asked Questions

What services does Richard Sidney Ferguson offer?

Richard Sidney Ferguson specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MEMPHIS, Tennessee for a consultation.

What are Richard Sidney Ferguson's credentials?

Richard Sidney Ferguson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Sidney Ferguson located?

Richard Sidney Ferguson is based in MEMPHIS, Tennessee, working with MORGAN KEEGAN & COMPANY, INC.. Their office serves clients in the MEMPHIS metropolitan area and surrounding communities.

How does Richard Sidney Ferguson charge for services?

Richard Sidney Ferguson's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MORGAN KEEGAN & COMPANY, INC.?

MORGAN KEEGAN & COMPANY, INC. has approximately 2099 employees and manages $10.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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