Unclaimed Profile

Phyllis Raiford Scruggs

WADDELL & ASSOCIATES INC·MEMPHIS, Tennessee

Series 7, Series 63Clean record22 years registeredWADDELL & ASSOCIATES INC

5188 WHEELIS DRIVE, MEMPHIS, TN 38117CRD# 1978398Firm CRD# 105746

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Phyllis Raiford Scruggs · MEMPHIS, TN

Registration

CRD #1978398 · WADDELL & ASSOCIATES INC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WADDELL & ASSOCIATES INC

WADDELL & ASSOCIATES, LLC

May 2016 – Nov 2025

Aspen, CO

WADDELL & ASSOCIATES INC

Nov 2003 – May 2016

MEMPHIS, TN

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · November 7, 2003

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WADDELL & ASSOCIATES INC

CRD 105746 · SEC 801-26693

AUM

$750M

Regulatory assets under management

Employees

2,741 client accounts

Services offered by WADDELL & ASSOCIATES INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WADDELL & ASSOCIATES INC →

Introduction

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Frequently Asked Questions

What services does Phyllis Raiford Scruggs offer?

Phyllis Raiford Scruggs specializes in Financial Planning, Investment Management, Wealth Management.

What are Phyllis Raiford Scruggs's credentials?

Phyllis Raiford Scruggs is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Phyllis Raiford Scruggs located?

Phyllis Raiford Scruggs is based in MEMPHIS, Tennessee, last registered with WADDELL & ASSOCIATES INC.

How does Phyllis Raiford Scruggs charge for services?

Phyllis Raiford Scruggs's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WADDELL & ASSOCIATES INC?

WADDELL & ASSOCIATES INC has approximately 21 employees and manages $750M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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