Unclaimed Profile

Dawn Marie Rapoport

WADDELL & ASSOCIATES INC·MEMPHIS, Tennessee

SIE, Series 7, Series 24, Series 63, Series 65Clean record13 years registeredWADDELL & ASSOCIATES INC

5188 WHEELIS DRIVE, MEMPHIS, TN 38117CRD# 2290668Firm CRD# 105746

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dawn Marie Rapoport · MEMPHIS, TN

Registration

CRD #2290668 · WADDELL & ASSOCIATES INC · 13 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WADDELL & ASSOCIATES INC

WADDELL & ASSOCIATES INC

Dec 2012 – Mar 2016

MEMPHIS, TN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · December 11, 2012

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WADDELL & ASSOCIATES INC

CRD 105746 · SEC 801-26693

AUM

$750M

Regulatory assets under management

Employees

2,741 client accounts

Services offered by WADDELL & ASSOCIATES INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WADDELL & ASSOCIATES INC →

Introduction

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Frequently Asked Questions

What services does Dawn Marie Rapoport offer?

Dawn Marie Rapoport specializes in Financial Planning, Investment Management, Wealth Management.

What are Dawn Marie Rapoport's credentials?

Dawn Marie Rapoport is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dawn Marie Rapoport located?

Dawn Marie Rapoport is based in MEMPHIS, Tennessee, last registered with WADDELL & ASSOCIATES INC.

How does Dawn Marie Rapoport charge for services?

Dawn Marie Rapoport's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WADDELL & ASSOCIATES INC?

WADDELL & ASSOCIATES INC has approximately 21 employees and manages $750M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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