Unclaimed Profile

Kevin Howard Giddis

MORGAN KEEGAN & COMPANY, INC.·MEMPHIS, Tennessee

SIE, Series 3, Series 7, Series 7TO, Series 24, Series 52, Series 53, Series 55, Series 57TO, Series 63, Series 79TO, Series 99TOClean recordMORGAN KEEGAN & COMPANY, INC.

50 FRONT STREET, MEMPHIS, TN 38103-9880CRD# 1328454Firm CRD# 4161

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kevin Howard Giddis · MEMPHIS, TN

Registration

CRD #1328454 · MORGAN KEEGAN & COMPANY, INC.

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 7TO

Series 24

Series 52

Series 53

Series 55

Series 57TO

Series 63

Series 79TO

Series 99TO

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MORGAN KEEGAN & COMPANY, LLC

CRD 4161 · SEC 801-19665

AUM

$10.0B

Regulatory assets under management

Employees

2,099

37,166 client accounts

Services offered by MORGAN KEEGAN & COMPANY, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MORGAN KEEGAN & COMPANY, LLC →

Introduction

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Frequently Asked Questions

What services does Kevin Howard Giddis offer?

Kevin Howard Giddis specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MEMPHIS, Tennessee for a consultation.

What are Kevin Howard Giddis's credentials?

Kevin Howard Giddis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kevin Howard Giddis located?

Kevin Howard Giddis is based in MEMPHIS, Tennessee, working with MORGAN KEEGAN & COMPANY, INC.. Their office serves clients in the MEMPHIS metropolitan area and surrounding communities.

How does Kevin Howard Giddis charge for services?

Kevin Howard Giddis's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MORGAN KEEGAN & COMPANY, INC.?

MORGAN KEEGAN & COMPANY, INC. has approximately 2099 employees and manages $10.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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