Unclaimed Profile

James Woodrow Jr Hamilton

MORGAN KEEGAN & COMPANY, INC.·MEMPHIS, Tennessee

SIE, Series 5, Series 7, Series 7TO, Series 8, Series 9, Series 10, Series 15, Series 52TO, Series 63, Series 65, Series 79TO23 years registeredMORGAN KEEGAN & COMPANY, INC.

50 FRONT STREET, MEMPHIS, TN 38103-9880CRD# 810212Firm CRD# 4161

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Woodrow Jr Hamilton · MEMPHIS, TN

Registration

CRD #810212 · MORGAN KEEGAN & COMPANY, INC. · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MORGAN KEEGAN & COMPANY, INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Aug 2022 – Feb 2026

Atlanta, GA

RAYMOND JAMES & ASSOCIATES, INC.

May 2012 – Dec 2021

ATLANTA, GA

MORGAN KEEGAN & COMPANY, INC.

Jan 2003 – Feb 2013

ATLANTA, GA

Registrations & Exams

FINRA examinations passed

SIE

Series 5

Series 7

Series 7TO

Series 8

Series 9

Series 10

Series 15

Series 52TO

Series 63

Series 65

Series 79TO

Registration record

First registered · January 31, 2003

Years registered · 23

Disclosure History

1996Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MORGAN KEEGAN & COMPANY, LLC

CRD 4161 · SEC 801-19665

AUM

$10.0B

Regulatory assets under management

Employees

2,099

37,166 client accounts

Services offered by MORGAN KEEGAN & COMPANY, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MORGAN KEEGAN & COMPANY, LLC →

Introduction

Speak with James Woodrow Jr

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if James Woodrow Jr is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in MEMPHIS?

Browse all registered financial advisors in MEMPHIS, Tennessee or claim this profile if it's yours.

Browse MEMPHIS Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does James Woodrow Jr Hamilton offer?

James Woodrow Jr Hamilton specializes in Financial Planning, Investment Management, Wealth Management.

What are James Woodrow Jr Hamilton's credentials?

James Woodrow Jr Hamilton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Woodrow Jr Hamilton located?

James Woodrow Jr Hamilton is based in MEMPHIS, Tennessee, last registered with MORGAN KEEGAN & COMPANY, INC..

How does James Woodrow Jr Hamilton charge for services?

James Woodrow Jr Hamilton's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MORGAN KEEGAN & COMPANY, INC.?

MORGAN KEEGAN & COMPANY, INC. has approximately 2099 employees and manages $10.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →