Unclaimed Profile

Gary Kent Jr Wunderlich

B RILEY WEALTH MANAGEMENT, INC.·MEMPHIS, Tennessee

SIE, Series 4, Series 7, Series 24, Series 28, Series 53, Series 63, Series 6523 years registeredB RILEY WEALTH MANAGEMENT, INC.

40 SOUTH MAIN, MEMPHIS, TN 38103CRD# 2256877Firm CRD# 2543

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gary Kent Jr Wunderlich · MEMPHIS, TN

Registration

CRD #2256877 · B RILEY WEALTH MANAGEMENT, INC. · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: B RILEY WEALTH MANAGEMENT, INC.

B RILEY WEALTH MANAGEMENT

Jan 2003 – Dec 2018

MEMPHIS, TN

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 28

Series 53

Series 63

Series 65

Registration record

First registered · January 8, 2003

Years registered · 23

Disclosure History

2011Regulatory·Final

2001Regulatory·Final

2000Regulatory·Final

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

B RILEY WEALTH MANAGEMENT, INC.

CRD 2543 · SEC 801-67275

AUM

$4.1B

Regulatory assets under management

Employees

250

9,621 client accounts

Services offered by B RILEY WEALTH MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at B RILEY WEALTH MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Gary Kent Jr Wunderlich offer?

Gary Kent Jr Wunderlich specializes in Financial Planning, Investment Management, Wealth Management.

What are Gary Kent Jr Wunderlich's credentials?

Gary Kent Jr Wunderlich is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gary Kent Jr Wunderlich located?

Gary Kent Jr Wunderlich is based in MEMPHIS, Tennessee, last registered with B RILEY WEALTH MANAGEMENT, INC..

How does Gary Kent Jr Wunderlich charge for services?

Gary Kent Jr Wunderlich's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is B RILEY WEALTH MANAGEMENT, INC.?

B RILEY WEALTH MANAGEMENT, INC. has approximately 250 employees and manages $4.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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