Unclaimed Profile

David Lawrence Webb

WUNDERLICH SECURITIES, INC.·MEMPHIS, Tennessee

SIE, Series 6, Series 7, Series 24, Series 52TO, Series 53, Series 63Clean record22 years registeredWUNDERLICH SECURITIES, INC.

6000 POPLAR AVENUE, MEMPHIS, TN 38119CRD# 3017872Firm CRD# 2543

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Lawrence Webb · MEMPHIS, TN

Registration

CRD #3017872 · WUNDERLICH SECURITIES, INC. · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WUNDERLICH SECURITIES, INC.

WUNDERLICH SECURITIES, INC.

Mar 2010 – Jul 2012

MEMPHIS, TN

SHOEMAKER ADVISORY CORPORATION

Dec 2005 – Dec 2007

GERMANTOWN, TN

SECURIAN FINANCIAL SERVICES, INC.

Mar 2004 – Mar 2010

GERMANTOWN, TN

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 52TO

Series 53

Series 63

Registration record

First registered · March 15, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

B RILEY WEALTH MANAGEMENT, INC.

CRD 2543 · SEC 801-67275

AUM

$4.1B

Regulatory assets under management

Employees

250

9,621 client accounts

Services offered by B RILEY WEALTH MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at B RILEY WEALTH MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does David Lawrence Webb offer?

David Lawrence Webb specializes in Financial Planning, Investment Management, Wealth Management.

What are David Lawrence Webb's credentials?

David Lawrence Webb is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Lawrence Webb located?

David Lawrence Webb is based in MEMPHIS, Tennessee, last registered with WUNDERLICH SECURITIES, INC..

How does David Lawrence Webb charge for services?

David Lawrence Webb's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WUNDERLICH SECURITIES, INC.?

WUNDERLICH SECURITIES, INC. has approximately 250 employees and manages $4.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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